Financial services
Securities, asset management and diversified financials
Trading and portfolio systems (out of scope). The core operation lies outside a point-of-sale catalog; only ancillary counters, cash desks or stores could use it.
Peripheral Planned NAICS 523
Status
Planned The coverage below describes the planned catalog as of repository commit 455b2c8. No app is released. Everything on this page is a plan. The repository contains a catalog and design documents, not a released app.
How the industry works
Operating characteristics
- brokerage, portfolio management and market data run on specialised systems
- advisory fees
- client onboarding
- compliance
Typical roles
- advisor
- analyst
- operations
- compliance officer
- client service
Day-to-day flows
- onboard clients
- execute trades through licensed systems
- bill fees
- produce statements
Tenders and payments seen
- bank transfers
- fees debited from accounts
- cards
Inventory and assets
- not applicable
- stationery only
Reports they ask for
- assets under management
- fee revenue
- client statements
Integrations they need
- custodians
- market data
A day in the life (illustrative scenario)
What the catalog covers
Statuses: C catalogued, P partial, G gap, N no claim. Modules involved: SALE, TKT, INV, PRC, DISC, RET, CRM, LOYL, GIFT, EMP, CASH, PAY, BK, LITE, RPT, ANL, MULTI, SEC, DATA, FAIL.
| Capability | Status | Catalog modules |
|---|---|---|
| Selling and checkout | N No claim | SALE, TKT |
| Inventory, lots, purchasing | N No claim | INV |
| Pricing, discounts, tax rules | N No claim | PRC, DISC |
| Returns, credit, special sales | N No claim | RET |
| Cash drawer, shifts, safe | N No claim | CASH |
| Tender types and payments | N No claim | PAY |
| Customers, loyalty, gift cards | P Partial | CRM, LOYL, GIFT |
| Staff, time clock, payroll basics | P Partial | EMP |
| Bookkeeping and ledger | P Partial | BK, LITE |
| Reports and analytics | P Partial | RPT, ANL |
| Multi-store, multi-register, sync | N No claim | MULTI |
| Security, audit, backup, failsafes | P Partial | SEC, DATA, FAIL |
| Regulated goods (age, licence, traceability) | G Gap | no dedicated module |
| Payment processing / acquiring | N No claim | no dedicated module |
| Core banking, lending, insurance policy admin | G Gap | no dedicated module |
| Enterprise accounting (consolidation, intercompany) | G Gap | no dedicated module |
Gaps
- fully out of scope
- the only possible overlap is a small advisory office using customer notes and invoicing
Closest catalog items
Items whose names or descriptions match this industry. Matching is by keyword, so read each as a pointer, not a promise.
- Double-entry journal BK-0008
- Multi-currency ledger BK-0027
- Cost centers / classes / locations BK-0030
- Cross-outlet reports MULTI-0012
- Fixed assets register BK-0083
- Age-restricted item prompt SALE-0045
- Product age restriction flag INV-0041
- Product expiry tracking INV-0033
- Batch / lot tracking INV-0034
- Batch recall INV-0063
- Customer ID capture for boleta > [amount omitted] SALE-0077
- ISC (selective consumption) PRC-0025
- Customer attach to sale SALE-0024
- Quick-create customer at checkout SALE-0025
- Pay on account (fiado) tender SALE-0061
- Invoice (factura) requires RUC lookup SALE-0078
Sub-verticals
Independent advisory office
fee invoices
Open →Sub-verticalFund administrator back office
ledger work
Open →Regulation themes to verify
These are themes, not advice and not compliance claims.
- securities regulation
- suitability and KYC
- record retention (themes only; Simca makes no claim)
Edge cases that break naive systems
- late settlement
- client complaint
- market-data outage
Classification
- NAICS
- NAICS 523 (indicative; verify codes) · sectors 52
- Fortune 500 industry labels
- Securities; Diversified Financials; Financial Data Services
- Fit
- Peripheral
No public reference was gathered for this industry; the description is domain analysis, not sourced research.
Questions
Is Simca ready for securities, asset management and diversified financials today?
What is missing for securities, asset management and diversified financials?
Does this page give tax or regulatory advice?
Is your industry here?
Tell us what your business needs. We will say honestly whether the plan covers it.